compliance consultant

About Simply Compliance

Simply Compliance Ltd was founded by Vanessa Kernick in 2003 following nearly 15 years of practical financial services industry experience and direct compliance exposure across small, medium and large corporate entities.

We have access to a core team of FSA compliance consultants who specialise in different areas.  Each consultant is independent and although operating under the umbrella of Simply Compliance Ltd, they are likely to work directly with other consultancies too.   

As a compliance consultancy, we deliver practical guidance and solutions on how to meet the Financial Services Authority (FSA) requirements across the various financial industry sectors.   



Regulatory Compliance

Regulatory compliance is more than a legal requirement: it’s also good business. It can actually be a differentiator for your business, demonstrating credibility to investors and analysts while perhaps helping to distance your business from negative front-page news coverage. Solid compliance practices may also translate into more efficient, cost-effective and transparent operations—results that are applauded by all stakeholders.

 

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Choosing a Consultant

As compliance is ultimately your responsibility, it is imperative that you select your external compliance support carefully making sure they have the experience, skills and resources to meet your business needs.

 

Read more... [Choosing a Consultant]
 


Compliance Home About

FSA Compliance & Regulatory Financial Consulting, from Retail Banking to Insurance Intermediaries

Our website is designed to provide you with information about us and the services we offer related to FSA compliance, financial regulations and regulatory compliance.  Please contact us on telephone number above or email us directly to discuss your specific requirements. Our Services include

Financial Regulation Skilled Person Reports
FSA Regulation
Compliance Training Financial Compliance FSA Compliance
Money Laundering Regulations
Banking Compliance
FSA Authorisation
Compliance Consulting Regulatory Compliance Compliance Regulations
Compliance Mystery Shopping
FSA Registration & Authorisation