compliance consultant

Finance Houses

Finance Houses are normally caught by FSA regulation as a result of their sale of insurances secondary to their core business.  Changes to PPI regulation continue to challenge the sale of PPI in this environment.   

 

We can work with you to identify your current sales strategy and undertake an impact analysis of future changes to the sale of Payment Protection Insurance as a result of the Competition Commissions report.

  Compliance Home Compliance Services Finance Houses

FSA Compliance & Regulatory Financial Consulting, from Retail Banking to Insurance Intermediaries

Our website is designed to provide you with information about us and the services we offer related to FSA compliance, financial regulations and regulatory compliance.  Please contact us on telephone number above or email us directly to discuss your specific requirements. Our Services include

Financial Regulation Skilled Person Reports
FSA Regulation
Compliance Training Financial Compliance FSA Compliance
Money Laundering Regulations
Banking Compliance
FSA Authorisation
Compliance Consulting Regulatory Compliance Compliance Regulations
Compliance Mystery Shopping
FSA Registration & Authorisation