compliance consultant

Ongoing Compliance Support

Not all businesses require indepth audits, reviews or projects.  Some of our clients contract us on a regular basis to visit their offices to act as a "critical friend" to their compliance staff, to provide ongoing guidance and to keep their compliance staff aware of FSA regulatory changes and potential impacts on their businesses. 

This service is to provide comfort and availability of expert support to your internal compliance staff as and when they need it.  It helps them focus and receive an objective and impartial view of strategic changes and approaches the firm may be taking in relation to regulatory issues. 

  Compliance Home Compliance Services Ongoing Compliance Support

FSA Compliance & Regulatory Financial Consulting, from Retail Banking to Insurance Intermediaries

Our website is designed to provide you with information about us and the services we offer related to FSA compliance, financial regulations and regulatory compliance.  Please contact us on telephone number above or email us directly to discuss your specific requirements. Our Services include

Financial Regulation Skilled Person Reports
FSA Regulation
Compliance Training Financial Compliance FSA Compliance
Money Laundering Regulations
Banking Compliance
FSA Authorisation
Compliance Consulting Regulatory Compliance Compliance Regulations
Compliance Mystery Shopping
FSA Registration & Authorisation