compliance consultant

Past Business Reviews - Remediation Plans
For some businesses, internal or external compliance reviews reveal FSA rule breaches which warrant a Past Business Review to identify potential customer detriment or additional risks to the business or customers.  In certain circumstances, the FSA might also request a Skilled Persons Report under Section 166 of FSMA as part of disciplinary or enforcement action.

We are able to assist businesses with such reports as well as implementing proposals for remediation plans and working with the business to implement and oversee the process. 
  Compliance Home Compliance Services Past Business Reviews - Remediation Plans

FSA Compliance & Regulatory Financial Consulting, from Retail Banking to Insurance Intermediaries

Our website is designed to provide you with information about us and the services we offer related to FSA compliance, financial regulations and regulatory compliance.  Please contact us on telephone number above or email us directly to discuss your specific requirements. Our Services include

Financial Regulation Skilled Person Reports
 FSA Regulation
Compliance Training Financial Compliance FSA Compliance
Money Laundering Regulations
 Banking Compliance
 FSA Authorisation
Compliance Consulting Regulatory Compliance Compliance Regulations
Compliance Mystery Shopping
 FSA Registration & Authorisation